Back to you with a clear, no nonsense report within three working days.
such as new investment, protection, mortgage cases
such as replacement business (pensions or investments)
such as financial planning or checks incorporating more than one piece of advice.
On an ad hoc basis we can assist you with a wide range of services from audits, in house training and file checking with the support of our experienced compliance experts. All tailored to you and the needs of your business. We have also newly launched a Training & Competency support service.
Covering advice, support, guidance, tools and practical help, to ensure you have everything you need to make your important decisions and get up and running as efficiently as possible.
Have a chat with one of our friendly and knowledgeable team to understand the key considerations of being directly authorised before taking the plunge.
Our experienced team of application specialists will guide you through the regulators requirements to ensure that your application has the best possible chance of success, reviewing all the necessary documentation, and processing your application for you from start to finish.
While waiting for your approval, Apricity is able to offer you additional support packages to suit your needs to ensure that once authorised you are fully aware of your FCA obligations.
The Lite package includes CPD, regulatory updates, checking of financial promotions, and of course discounted rates to all Apricity events and workshops.
The Managed package includes all of this, a full initial assessment and annual reviews of your compliance processes – plus everything else you could need, all with the support of a personal Compliance Consultant.
We offer two different levels to our licences – Admin and Adviser. Allowing you to choose the best level of service and support for each of your employees and their relevant roles.