Hands-on support for those embarking on the journey to direct authorisation.
Whether you only need help with the FCA application, or want support with creating your business framework and client proposition, we have a service to support you. We can support sole advisers or full companies, and those that will provide full wealth advice or focus on mortgages and protection.
Our experienced team can help with all stages of this process, including:
- Discovering whether direct authorisation is right for you, right now
- Creating your business plan and client proposition
- Submitting your application and liaising with the FCA on any queries
- Developing a robust internal framework, to ensure the new business hits the ground running.
We can help with everything from documenting your client segmentation, creating your Centralised Investment Proposition and undertaking your Platform Due Diligence.