Features & Pricing

Whether you are a full wealth management advisory firm, or focus on mortgages and protection, we have two core services, that will be adapted and personalised to you and your business needs.

Managed Service

£295 + VAT per month
Minimum 12-month contract, rolling afterwards.

Along with full system use, with our managed service you’ll benefit from all of the below.

Apricity Compliance Pricing
  • Full initial and annual assessment of documents, systems and processes
  • Annual visit and personalised quarterly check ins with your dedicated Compliance Consultant
  • Support with GABRIEL, Variation of permissions, and Connect submissions
  • Ability to monitor and manage your team’s compliance activity
  • Access to editable resources and templates and CPD content in the Knowledge Base
  • Technical query support
  • File checks*
  • Access to training events*
  • Criminal Records Checks*
  • AML, GDPR, complaints handling and whistleblowing tests.
  • Annual financial knowledge test
  • Conduct rules training for all staff and Senior Managers
  • Compliance calendar
  • Support creating your Centralised Investment Proposition
  • Support compiling your Platform Due Diligence
  • PI insurance preferential terms
  • Discounts on various systems and software

*Additional charges apply

Apricity Compliance Features

Prefer to manage things yourself? Try our Lite Service

£100 + VAT per month
Monthly rolling subscription, no long-term commitment.

Featuring some of the benefits of our Managed Service, without the support of a Compliance Manager and full annual reviews and initial assessments.

Licenses

We offer two different levels to our licenses. Allowing you to choose the best level of service and support for each of your employees and their relevant roles.

Admin

  • Annual testing
  • CPD

Adviser

  • Full system access
  • Tech support
  • File checks
  • Annual testing
  • Management oversight

File checks

Back to you with a clear, no nonsense report within three working days.

  • Simple

    £45 + VAT

    such as new investment, protection, mortgage cases

  • Moderate

    £95 + VAT

    such as replacement business (pensions or investments)

  • Complex

    £145 + VAT

    such as financial planning or checks incorporating more than one piece of advice.

  • Occupational Pension Transfer

    £245 + VAT

Bespoke

Already have compliance support but need some extra resource?

On an ad hoc basis we can assist you a wide range of services from audits, in house training and file checking with the support of our experienced compliance experts. All tailored to you and the needs of your business.

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Going It Alone

Hands on support for those embarking on the Directly Authorised journey.

Covering advice, support, guidance, tools and practical help, to ensure you have everything you need to make your important decisions and get up and running as efficiently as possible.

Get in Touch >

Advice

Have a chat with one of our friendly and knowledgeable team to understand the key considerations of being directly authorised before taking the plunge.

Guidance

Our experienced team of application specialists will guide you through the regulators requirements to ensure that your application has the best possible chance of success, reviewing all the necessary documentation, and processing your application for you from start to finish.

Support

While waiting for your approval, Apricity is able to offer you additional support packages to suit your needs to ensure that once authorised you are fully aware of your FCA obligations.

Mortgage and Protection

Our new Mortgage and Protection packages provide you with access to our full knowledge base and, more importantly, support at the level you need.

The Lite package includes CPD, regulatory updates, checking of financial promotions, and of course discounted rates to all Apricity events and workshops.

The Managed package includes all of this, a full initial assessment and annual reviews of your compliance processes – plus everything else you could need, all with the support of a personal Compliance Consultant.

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Part of the Verve Group

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