TALK: Back to the Future
“Great Scott” a new decade has begun! And whilst yet another decade comes and goes without a time-travelling DeLorean on…
Find out more Download WebinarTALK: SM&CR – The Final Countdown
On the 9th December, the Senior Managers & Certification Regime (SM&CR) will go live. In the final run-up to going…
Find out more Download WebinarTALK: Vulnerable Customers
25.6 million UK adults are potentially vulnerable – that’s 50% of all UK adults! Most firms we talk to usually…
Find out more Download WebinarTALK: SM&CR & HR
The Senior Managers & Certification Regime (SM&CR): Everyone is talking about conduct rule training, statement of responsibilities, senior manager functions…
Find out more Download WebinarTALK: Behavioural Insights
This month’s webinar will be co-hosted with our special guest speaker – Neil Bage, Founder and Director of Behavioural Research,…
Find out more Download WebinarTALK: Regulatory Update (PROD / MiFID II & SM&CR)
This webinar will give you a whistle-stop tour, looking at some of the most prominent regulation that has taken effect…
Find out more Download WebinarTALK: CIP
This webinar will touch upon the benefits and disadvantages of a Centralised Investment Proposition (CIP) for a firm. It will…
Find out more Download WebinarTALK: FCA Business Plan 2019/20
As you well know, the FCA has just published their 2019/20 business plan, and much like previous business plans, digesting…
Find out more Download WebinarTALK: Going it Alone (Directly Authorised)
Have you ever considered embarking on the directly authorised journey? Maybe you’ve previously been part of a network, or an…
Find out more Download WebinarTALK: Risk Profiling
This webinar will provide you with an insight into risk profiling, from both a Compliance and a Para-planning point of…
Find out more Download WebinarTALK: Senior Managers & Certification Regime (SM&CR)
This webinar will provide you with information and guidance on the forthcoming extension of the Senior Managers & Certification Regime…
Find out more Download WebinarTALK: What makes a good file?
So, what makes a good file check? There are little touches that you can add, all the while staying fully…
Find out more Download Webinar
Design by Tony McBride, website by Outlines Design.