Webinar Archive

TALK: Back to the Future
24 Jan
10:00 am - 10:30 am Online

TALK: Back to the Future

“Great Scott” a new decade has begun! And whilst yet another decade comes and goes without a time-travelling DeLorean on…

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TALK: SM&CR – The Final Countdown
02 Dec
10:00 am - 10:45 am

TALK: SM&CR – The Final Countdown

On the 9th December, the Senior Managers & Certification Regime (SM&CR) will go live. In the final run-up to going…

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TALK: Vulnerable Customers
01 Nov
10:00 am - 10:30 am

TALK: Vulnerable Customers

25.6 million UK adults are potentially vulnerable – that’s 50% of all UK adults! Most firms we talk to usually…

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04 Oct
10:00 am - 10:30 am

TALK: SM&CR & HR

The Senior Managers & Certification Regime (SM&CR): Everyone is talking about conduct rule training, statement of responsibilities, senior manager functions…

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16 Sep
11:00 am - 11:45 am

TALK: Behavioural Insights

This month’s webinar will be co-hosted with our special guest speaker – Neil Bage, Founder and Director of Behavioural Research,…

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TALK: Regulatory Update (PROD / MiFID II & SM&CR)
02 Aug
10:00 am - 10:30 am

TALK: Regulatory Update (PROD / MiFID II & SM&CR)

This webinar will give you a whistle-stop tour, looking at some of the most prominent regulation that has taken effect…

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TALK: CIP
05 Jul
10:00 am - 10:30 am

TALK: CIP

This webinar will touch upon the benefits and disadvantages of a Centralised Investment Proposition (CIP) for a firm. It will…

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TALK: FCA Business Plan 2019/20
21 Jun
10:00 am - 10:30 am

TALK: FCA Business Plan 2019/20

As you well know, the FCA has just published their 2019/20 business plan, and much like previous business plans, digesting…

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TALK: Going it Alone (Directly Authorised)
29 Apr
10:00 am - 10:30 am

TALK: Going it Alone (Directly Authorised)

Have you ever considered embarking on the directly authorised journey? Maybe you’ve previously been part of a network, or an…

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TALK: Risk Profiling
28 Mar
10:00 am - 10:30 am

TALK: Risk Profiling

This webinar will provide you with an insight into risk profiling, from both a Compliance and a Para-planning point of…

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TALK: Senior Managers & Certification Regime (SM&CR)
26 Feb
10:00 am - 10:30 am

TALK: Senior Managers & Certification Regime (SM&CR)

This webinar will provide you with information and guidance on the forthcoming extension of the Senior Managers & Certification Regime…

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TALK: What makes a good file?
07 Jan
10:00 am - 10:45 am

TALK: What makes a good file?

So, what makes a good file check? There are little touches that you can add, all the while staying fully…

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