Webinar Archive

2

December

TALK: SM&CR – The Final Countdown

On the 9th December, the Senior Managers & Certification Regime (SM&CR) will go live. In the final run-up to going […]

10am - 10:45am
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TALK: SM&CR – The Final Countdown

1st

November

TALK: Vulnerable Customers

25.6 million UK adults are potentially vulnerable – that’s 50% of all UK adults! Most firms we talk to usually […]

10am - 10:30am
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TALK: Vulnerable Customers

4th

October

TALK: SM&CR & HR

The Senior Managers & Certification Regime (SM&CR): Everyone is talking about conduct rule training, statement of responsibilities, senior manager functions […]

10am - 10:30am
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16

September

TALK: Behavioural Insights

This month’s webinar will be co-hosted with our special guest speaker – Neil Bage, Founder and Director of Behavioural Research, […]

11am - 11:45am
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2

Aug

TALK: Regulatory Update (PROD / MiFID II & SM&CR)

This webinar will give you a whistle-stop tour, looking at some of the most prominent regulation that has taken effect […]

10am - 10:30am
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TALK: Regulatory Update (PROD / MiFID II & SM&CR)

5

Jul

TALK: CIP

This webinar will touch upon the benefits and disadvantages of a Centralised Investment Proposition (CIP) for a firm. It will […]

10am - 10:30am
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TALK: CIP

21

June

TALK: FCA Business Plan 2019/20

As you well know, the FCA has just published their 2019/20 business plan, and much like previous business plans, digesting […]

10am - 10:30am
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TALK: FCA Business Plan 2019/20

29

Apr

TALK: Going it Alone (Directly Authorised)

Have you ever considered embarking on the directly authorised journey? Maybe you’ve previously been part of a network, or an […]

10am - 10:30am
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TALK: Going it Alone (Directly Authorised)

28

Mar

TALK: Risk Profiling

This webinar will provide you with an insight into risk profiling, from both a Compliance and a Para-planning point of […]

10am - 10:30am
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TALK: Risk Profiling

26

Feb

TALK: Senior Managers & Certification Regime (SM&CR)

This webinar will provide you with information and guidance on the forthcoming extension of the Senior Managers & Certification Regime […]

10am - 10:30am
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TALK: Senior Managers & Certification Regime (SM&CR)

7

Jan

TALK: What makes a good file?

So, what makes a good file check? There are little touches that you can add, all the while staying fully […]

10am - 10:45am
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TALK: What makes a good file?

30

Nov

TALK: PROD

Product Governance or PROD, as it’s most commonly known. Brought into effect on the 3rd of January 2018 but many […]

10am - 10:30am
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TALK: PROD
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