Past Events

2

December

TALK: SM&CR – The Final Countdown

On the 9th December, the Senior Managers & Certification Regime (SM&CR) will go live. In the final run-up to going […]

10am - 10:45am
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TALK: SM&CR – The Final Countdown

1st

November

TALK: Vulnerable Customers

25.6 million UK adults are potentially vulnerable – that’s 50% of all UK adults! Most firms we talk to usually […]

10am - 10:30am
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TALK: Vulnerable Customers

24

September

MASTER: Supervisor Workshop (London)

We live in an ever changing world of regulation. It’s a minefield (perhaps often, feels more like a battlefield?). But […]

9am - 4pm
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MASTER: Supervisor Workshop (London)

12

September

GROW: Professional Development (Q2)

This is our next round of workshops, where we aim to educate, motivate and inspire – with some CPD credits […]

9am - 12.15pm
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GROW: Professional Development (Q2)

2

Aug

TALK: Regulatory Update (PROD / MiFID II & SM&CR)

This webinar will give you a whistle-stop tour, looking at some of the most prominent regulation that has taken effect […]

10am - 10:30am
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TALK: Regulatory Update (PROD / MiFID II & SM&CR)

5

Jul

TALK: CIP

This webinar will touch upon the benefits and disadvantages of a Centralised Investment Proposition (CIP) for a firm. It will […]

10am - 10:30am
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TALK: CIP

27

June

GROW: Professional Development (Q1)

This is our next round of workshops, where we aim to educate, motivate and inspire – with some CPD credits […]

9am - 12.15pm
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GROW: Professional Development (Q1)

12

June

MASTER: SM&CR (Leeds)

So much regulation. So many changes. So many acronyms! Fear not, we’re here to upskill you and your knowledge, so […]

9:30am - 1:00pm
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MASTER: SM&CR (Leeds)

21

May

MASTER: SM&CR (London)

So much regulation. So many changes. So many acronyms! Fear not, we’re here to upskill you and your knowledge, so […]

9:30am - 1:00pm
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MASTER: SM&CR (London)

29

Apr

TALK: Going it Alone (Directly Authorised)

Have you ever considered embarking on the directly authorised journey? Maybe you’ve previously been part of a network, or an […]

10am - 10:30am
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TALK: Going it Alone (Directly Authorised)

9

Apr

MASTER: SM&CR and IDD

So much regulation. So many changes. So many acronyms! Fear not, we’re here to upskill you and your knowledge, so […]

9am - 4pm
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MASTER: SM&CR and IDD

28

Mar

TALK: Risk Profiling

This webinar will provide you with an insight into risk profiling, from both a Compliance and a Para-planning point of […]

10am - 10:30am
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TALK: Risk Profiling

26

Mar

MASTER: Supervisor Workshop

We live in an ever changing world of regulation. It’s a minefield (perhaps often, feels more like a battlefield?). But […]

9am - 4pm
Find out more
MASTER: Supervisor Workshop

26

Feb

TALK: Senior Managers & Certification Regime (SM&CR)

This webinar will provide you with information and guidance on the forthcoming extension of the Senior Managers & Certification Regime […]

10am - 10:30am
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TALK: Senior Managers & Certification Regime (SM&CR)

7

Jan

TALK: What makes a good file?

So, what makes a good file check? There are little touches that you can add, all the while staying fully […]

10am - 10:45am
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TALK: What makes a good file?

30

Nov

TALK: PROD

Product Governance or PROD, as it’s most commonly known. Brought into effect on the 3rd of January 2018 but many […]

10am - 10:30am
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TALK: PROD

26

Oct

GROW: Professional Development (Q2)

This is our next round of workshops, where we aim to educate, motivate and inspire – with some CPD credits […]

9am - 12.15pm
Find out more
GROW: Professional Development (Q2)
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