TALK: Senior Managers & Certification Regime (SM&CR)

This webinar will provide you with information and guidance on the forthcoming extension of the Senior Managers & Certification Regime (SM&CR), to help ensure your firm fully meets the requirements ahead of the December deadline.

What will it cover?

We will talk through the background to SM&CR, what has been implemented to date, and the FCA’s plans and approach to the new regime.

Why should I attend?

The webinar aims to:

• Outline the key features of SM&CR.
• Provide guidance on the new conduct rules and who’s affected.
• Address some of the key issues that are likely to arise.

Who will be hosting?

The event will be hosted by Paul Taylor and Hannah Scott, of Apricity.

Paul is Compliance Support Manager in Apricity. He holds 20 years experience in Financial Services, starting predominantly as an adviser, before crossing over into compliance.

Hannah has been a huge part of the team here at Apricity from the very start and exceeds her role in compliance support.

When? 26th February 2019, 10am.

Where? Online, so everyone can play!