10:00 am

The Senior Managers & Certification Regime (SM&CR): Everyone is talking about conduct rule training, statement of responsibilities, senior manager functions etc. – but not many people are talking about the back office impact SM&CR will have.

This webinar will give you an overview of the key impacts which SM&CR will have on your firm’s back-office functions, in particular, your HR functions. We look at the processes which may be impacted, how to complete, request and review a regulatory reference, changes to employment contracts and other key back-office functions. We also look at what firms should have done by now, some examples of what good looks like, and some tips on what to do before the 9th December deadline.