TALK: Regulatory Update (PROD / MiFID II & SM&CR)
This webinar will give you a whistle-stop tour, looking at some of the most prominent regulation that has taken effect recently, or is about to take effect. We look at what adviser firms should have done by now, some examples of what good looks like, and some tips to prepare for upcoming regulatory changes.
PROD, MiFID II and SM&CR are all covered, and the session includes the latest commentary and feedback from the FCA. There’s also be a touch of horizon scanning, following the release of the FCA’s 2019/20 business plan, to help firms begin to plan ahead and be prepared for what the coming year may bring.