A brand new workshop for this year! We are partnering with our sister company Para-Sols and looking at how to create the perfect suitability report and file for different case types. We’ll look at how to ensure that these will satisfy FCA requirements, protect you as a business and also ensure that the client is receiving information that’s understandable, clearly laid out and relevant to them.
In the morning, we’ll be looking at how recent regulation like SM&CR and PROD could potentially affect the suitability of your advice. Are the people in your firm suitable? Have your clients been suitably placed into segments and are they being correctly serviced within your company? How would your CIP and PDD affect the suitability of your advice?
Our afternoon session will look much closer into how the content of your suitability reports could be a detriment to you as a firm. We’ll also discuss what we would expect to see from a compliance point of view – how to make sure that you’re bullet-proofing yourself for the future!
The event will be hosted by Paul Taylor of Apricty and Jo Campbell of Para-Sols.
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