MASTER: Procedures, Policies and Processes

23/03/2022

Online

9:30 am

We created this workshop off the back of February’s MASTER: The Role of The Compliance Officer. Whilst highlighting the responsibilities of a senior manager, we addressed the need for good internal procedures, and subsequent policies. And therefore the March MASTER was born!

This session will be delivered in our usual style, interactive with small delegate numbers to ensure that you get the most out of the sessions. Sharing best practices and learning how other firms approach situations. 

Find out more about our MASTER events below:

Why should I attend?

At the end of the course, delegates will;

  • Have the necessary skills to be able to identify when policies are not fit for purpose.
  • Understand the need for policy and process review and be able to build in a process for this.
  • Know how to construct a clear internal policy that complements the advice process.
  • Understand the importance of up to date, relevant and accurate management information. 

Who’s hosting?

Maddie Delboy, Head of Regulatory Support – Apricity Compliance

After choosing a career in financial services straight out of university, Maddie’s experience as a compliance manager helps her empathise with adviser firms and their current frustrations surrounding compliance. With a fresh outlook on the industry, Maddie can help firms implement strategies and processes to ensure compliance is embedded effortlessly within a firm and its culture.

Christian Markwick, Head of Adviser Support – Apricity Compliance

Christian is Apricity’s Head of Adviser Support. Having been an adviser, T&C Manager & SM16/17 for many years, he is very well placed to understand what makes firms tick, what many are trying to achieve and how to assist them in getting there.

MASTER: Procedures, Policies and Processes


When? 23rd March 2022
Where? Online
Cost? £145 + VAT for clients of The Verve Group or £195 + VAT for Non-Clients

How do I sign up?

Simply sign up below.