We understand that legislation and FCA guidance can be difficult to navigate. We support you to help you feel confident your firm, advisers and advice is compliant, so you can focus on what matters – your clients.
Used properly, it can make our lives so much simpler. And we love simplicity. So a huge part of what we do includes the use of our technology. You sign up, spend a small amount of time inputting information about you and your business. And depending on which service level suits you, our system can then provide you with:
While technology is great, there are some things that need that human touch. And so you can benefit from:
A full initial assessment of your business and processes, with support to put the framework in place to ensure that, from this point on, your firm outputs will naturally be compliant.
Need someone to look into a complex area for you or provide you with some guidance? Simply submit a query via our system and we’ll respond as soon as we can with the answer.
Practical file checks – with a healthy dose of common sense, which we think is essential!
Regular webinars with your Relationship Manager, to update you on anything relevant to you and your firm, and ensure you are remaining on the right track.