MASTER: SM&CR and IDD

9 Apr • 9am - 4pm •

So much regulation. So many changes. So many acronyms! Fear not, we’re here to upskill you and your knowledge, so you feel prepped and ready for the upcoming changes. In 2019 we will be looking at the Senior Manager and Certification Regime, as well as the Insurance Distribution Directive. Two birds, one stone!

What will it cover?

This fully interactive workshop will demystify the rules around SM&CR and the IDD, and provide you with information and guidance to ensure your firm fully meets these requirements. It will equip you with the practical tools and knowledge and implement any necessary changes and to minimise any risks within your company from these changes in legislation.

Why should I attend?

At the end of the course, delegates will be able to:

  • Fully understand the upcoming changes being effected by SM&CR and IDD
  • Have created an action plan for the implementation of SM&CR to their business
  • Be clear on the IDD requirements for each adviser, and how this can be measured
  • Have both an action plan and ongoing monitoring structure to ensure IDD requirements are met and continue to be achieved
  • Record the masterclass as Structured CPD

Who will be hosting?

The event will be hosted by Rory Percival, of Rory Percival Training & Consultancy and Cathi Harrison, Founder & Owner of both Para-Sols and Apricity.

Rory was ‘the face of the FCA’ to advisory firms for many years. He worked at the regulator for 10 years and was involved with many high profile projects such as risk profiling, centralised investment propositions, the RDR, research and due diligence, and the assessing suitability review as well as speaking regularly at conferences. He is also a member of the Personal Finance Society Board.

 

Cathi is the Founder and Director of Apricity and sister company Para-Sols, an outsourced paraplanning firm. She holds both the Chartered and Certified Financial Planner status as well as being a Fellow of the Personal Finance Society.

 


When? 9th April 2019
Where? London (Venue details to follow)
Cost? £100 + VAT for Apricity Clients and £150 + VAT for Non-Apricity Clients

How do I sign up?

Click the button on the top right of the page.

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